Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor McLeod is a financial advisor with over 27 years of experience in the industry. Victor has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2007. Victor has been registered in multiple states, including South Carolina, Texas, and others. Victor specializes in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Victor's previous experience includes positions at J.J.B. HILLIARD, W.L. LYONS, INC., UBS PAINEWEBBER INC., J.C. BRADFORD & CO., and WATERHOUSE SECURITIES, INC. Victor holds multiple FINRA licenses, including Series 7, 9, 10, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/01/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SPARTANBURG SC)
SC
08/02/2002 - 11/14/2007
J.J.B. HILLIARD, W.L. LYONS, INC. (GREENVILLE SC)
NJ
08/14/2000 - 08/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/15/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NE
03/08/1996 - 04/09/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NE
07/28/1993 - 03/31/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
04/06/1993 - 06/04/1993
F.N. WOLF & CO., INC.
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 03/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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