Unclaimed
Victor Romero is a registered representative with PFS Investments Inc. Victor's career in the financial services industry began in November 2019 and is active in 15 states including Arizona, California, Colorado, Florida, Georgia, Hawaii, Nebraska, Nevada, New Jersey, North Carolina, North Dakota, Tennessee, Texas, Utah and Virginia. Victor is licensed to offer securities in these states through PFS Investments Inc., and holds the following securities licenses: Series 6, Series 63, Series 26, and Series 6TO. Victor is currently located in Long Beach, California, and can be contacted at the PFS Investments Inc. branch office at 161 W VICTORIA ST, STE 240-B, LONG BEACH, CA 90805.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2019 - Present
PFS Investments Inc. (LONG BEACH CA)
BC
Issued 11/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/02/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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