Unclaimed
Victor Armando Umana is a registered representative of PFS Investments Inc. and holds Series 63, Series 6TO and SIE licenses. Victor has been in the industry since March 15, 2023. Victor is licensed to operate in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
03/16/2023 - Present
PFS Investments Inc. (HOUSTON TX)
BC
Issued 05/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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