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Victor Antonio Ortega

Fidelity Brokerage Services LLC

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About Victor Antonio Ortega

Victor Antonio Ortega is a financial advisor with over 30 years of experience in the financial industry. Victor is registered with Fidelity Brokerage Services LLC. Victor is currently licensed in 53 states and the District of Columbia. Victor has previously worked with FN Investment Center, Charles Schwab & Co., Inc., and John Hancock Distributors, Inc.

Firm Information

Victor Ortega is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Ortega’s Registration & Firm History

NM

02/04/2020 - Present

Fidelity Brokerage Services LLC (ALBUQUERQUE NM)

NM

04/05/2016 - 07/10/2018

FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)

CA

08/19/1997 - 06/19/1998

FN INVESTMENT CENTER (SACRAMENTO CA)

TX

05/05/1997 - 07/16/1997

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MA

05/02/1997 - 06/03/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

09/20/1993 - 05/02/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

09/20/1993 - 04/04/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

NY

07/21/1992 - 07/29/1993

MONY SECURITIES CORP. (NEW YORK NY)

MN

05/29/1990 - 09/10/1991

AMEV INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 05/06/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/18/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2016

Series 7 - General Securities Representative Examination

BC

Issued 05/25/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Victor Antonio Ortega.
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