Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Regalado is a financial advisor with Robinhood Financial, LLC. Victor has been in the industry since November 6, 2008, and has a broad range of experience. Victor is registered with the state of Texas. Victor's previous experience includes time at ASSETMARK BROKERAGE, LLC, TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC., and VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/01/2020 - Present
Robinhood Financial, LLC (Westlake TX)
AZ
07/26/2019 - 04/03/2020
ASSETMARK BROKERAGE, LLC (Phoenix AZ)
TX
12/22/2016 - 01/04/2019
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
03/06/2013 - 01/04/2019
TD AMERITRADE, INC. (Southlake TX)
NE
12/17/2014 - 09/20/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
AZ
02/26/2008 - 02/07/2013
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 02/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2014
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Victor Regalado is the right advisor for you? Invested Better is here to help.
