Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Gutzwa is an investment advisor representative with Wells Fargo Clearing Services, LLC. Victor has been in the securities industry since 1987 and has been registered with the state of Nevada since 2003. Victor is also registered with the state of Texas. Victor Gutzwa has passed the Series 3, 7, 9, 10, 63, and 65 examinations. Victor provides portfolio management, financial planning, and investment consulting services. Victor Gutzwa previously worked at Prudential Securities Incorporated, PaineWebber Incorporated, Wedbush Morgan Securities Inc., and Southmark Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
06/17/2024 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NY
04/25/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/15/1994 - 05/06/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
02/13/1987 - 03/21/1994
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
01/21/1987 - 02/26/1987
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 09/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2002
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Victor Gutzwa is the right advisor for you? Invested Better is here to help.
