Unclaimed
Vicky Weber is a financial advisor who has been working in the industry since September 2006. Vicky currently works for Wells Fargo Clearing Services, LLC, and is registered with the state of Missouri as an investment advisor representative (IAR). Prior to joining Wells Fargo, Vicky worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED. Vicky offers a wide range of financial planning and investment management services, including portfolio management, financial planning, pension consulting, and selection of other advisors. Vicky is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/20/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
10/14/2019 - 01/25/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
03/05/2007 - 11/17/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
12/06/2005 - 03/05/2007
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
IA
Issued 05/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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