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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicky? Claim Your ProfileVicky T Tsitseras leonard is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vicky is licensed to provide investment advice in North Carolina and Texas. Vicky has been in the industry since 1995 and has a long history of working with various financial institutions. Vicky has worked for several firms, including MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED and SCOTT & STRINGFELLOW, INC. Vicky is a registered representative with FINRA and holds a Series 7, Series 63 and Series 65 license. Vicky specializes in providing investment advice to individuals, corporations, and other businesses. Vicky's focus is on helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/11/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HIGH POINT NC)
NC
06/01/2009 - 10/29/2010
MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)
NC
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
MD
11/04/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
VA
05/05/1999 - 11/15/2002
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
12/05/1996 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NY
12/13/1995 - 11/18/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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