Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicky? Claim Your ProfileVicky Dawson has been in the financial services industry since June 23, 2009. Vicky is currently registered with Voya Financial Partners, LLC in Addison, TX and is also registered as a broker-dealer in Illinois and Indiana. Vicky previously worked with Fidelity Brokerage Services LLC, Voya Financial Partners, LLC, Nationwide Investment Services Corporation, NFP Securities, Inc., and ING Financial Advisors, LLC. Vicky holds Series 6, 7TO, 63, and 65 licenses. Vicky is currently registered as a broker-dealer, but not as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/22/2023 - Present
Voya Financial Partners, LLC (Addison TX)
TX
09/30/2021 - 08/25/2023
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
CT
01/17/2014 - 08/25/2021
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
IN
07/19/2012 - 01/09/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (FORT WAYNE IN)
IL
07/28/2011 - 01/30/2012
NFP SECURITIES, INC. (VILLA PARK IL)
IL
12/14/2006 - 09/04/2009
ING FINANCIAL ADVISERS, LLC (LISLE IL)
IA
Issued 11/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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