Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicky? Claim Your ProfileVicky Kay Thomas is a financial advisor who is licensed to provide financial advice in Texas. Vicky has been a registered representative for over 35 years, and has worked at several major firms, including UBS Financial Services Inc., Morgan Stanley and Stifel, Nicolaus & Company, Inc. Vicky is currently registered with Stifel, Nicolaus & Company, Inc. Vicky offers a range of financial planning and investment management services to individual clients, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/06/2023 - Present
Stifel, Nicolaus & Company, Inc. (BEAUMONT TX)
TX
07/05/2013 - 10/17/2023
UBS FINANCIAL SERVICES INC. (BEAUMONT TX)
TX
06/01/2009 - 07/24/2013
MORGAN STANLEY (BEAUMONT TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
08/23/1999 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
NJ
07/18/1994 - 09/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 08/02/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
08/13/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/29/1987 - 07/31/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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