Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicky? Claim Your ProfileVicky Tsang is a registered representative with Charles Schwab & CO., Inc. based in Fremont, CA. Vicky is a seasoned financial professional with experience in the industry since June 29, 1999. Vicky holds licenses and certifications in various areas, including the Uniform Combined State Law Examination (Series 66), the Uniform Securities Agent State Law Examination (Series 63), the General Securities Sales Supervisor - General Module Examination (Series 10), the General Securities Sales Supervisor - Options Module Examination (Series 9), the Securities Industry Essentials Examination (SIE), and the General Securities Representative Examination (Series 7). Vicky's specialization includes Financial Planning and Financial Products and Services. Charles Schwab & CO., Inc. provides a variety of financial services to individuals and institutions, including investment management, financial planning, and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
11/06/2018 - Present
Charles Schwab & CO., Inc. (Fremont CA)
BOTH
Issued 11/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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