Unclaimed
Vickie Wise is a financial advisor with Hilltop Securities Inc., a firm with over $1 billion in assets under management. Vickie has been in the financial industry since 1989 and has a long history of experience working with a wide range of clients, including individuals, families, corporations and charitable organizations. Vickie has a wide range of experience and can help you with a variety of financial needs, including investment advice, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
03/23/2018 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
09/24/1998 - 04/20/2018
BOK FINANCIAL SECURITIES, INC. (DALLAS TX)
TN
07/01/1996 - 10/12/1998
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AR
04/26/1989 - 07/10/1996
LLAMA COMPANY (FAYETTEVILLE AR)
IA
Issued 11/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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