Unclaimed
Vickie Lynn Hall is a financial professional with over 19 years of experience in the financial services industry. She is a registered representative with Hilltop Securities Inc. in Dallas, TX. Vickie has a wide range of experience, specializing in investment advisory services, financial planning, and education seminars. She has successfully passed multiple securities exams, including Series 7, Series 50, Series 53, Series 54, and Series 79TO. Her previous employment includes First Southwest Company, LLC, where she was also based in Dallas, TX. Vickie is committed to providing her clients with personalized financial guidance and solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/22/2016 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
03/11/2004 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
BC
Issued 09/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 11/19/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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