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Vickie Lynn Day

Empower Financial Services, Inc.

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About Vickie Lynn Day

Vickie Lynn Day has been in the financial services industry since 2000. Vickie is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. Before joining Empower Financial Services, Inc., Vickie was employed at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. in Overland Park, KS. Vickie has passed the Series 6, Series 63, and SIE exams.

Firm Information

Vickie Day is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vickie Day’s Registration & Firm History

CO

09/02/2014 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

KS

10/29/2007 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)

KS

06/10/2005 - 10/04/2006

ING FINANCIAL PARTNERS, INC. (OVERLAND PARK KS)

MA

03/24/2005 - 04/18/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NJ

11/28/2000 - 01/28/2005

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

WI

07/14/2000 - 10/19/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

07/14/2000 - 10/19/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

09/27/1999 - 05/01/2000

PARK AVENUE SECURITIES LLC (NEW YORK NY)

MN

12/03/1998 - 09/21/1999

AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)

WI

04/07/1998 - 11/03/1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 11/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vickie Lynn Day.
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