Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vickie? Claim Your ProfileVickie Little is a registered investment advisor representative at Raymond James Financial Services Advisors, Inc. Vickie has been in the industry for over 16 years and has experience working with a variety of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Vickie's previous employers include UBS Financial Services Inc. and Piper Jaffray & Co. Vickie holds the Series 63, Series 66, Series 7 and SIE licenses. Vickie is licensed to provide investment advice in California, Idaho and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ID
01/10/2018 - Present
Raymond James Financial Services Advisors, Inc. (GARDEN CITY ID)
ID
08/12/2006 - 02/01/2016
UBS FINANCIAL SERVICES INC. (BOISE ID)
ID
04/04/2006 - 08/12/2006
PIPER JAFFRAY & CO. (BOISE ID)
BOTH
Issued 12/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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