Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vickie? Claim Your ProfileVickie Jo Drury-bauer is a financial advisor with Raymond James Financial Services Advisors, Inc., a firm that has been in business since 1962. Vickie has been with Raymond James for 8 years and has been in the financial industry for 27 years. Vickie is licensed to sell securities in 12 states and is registered as an Investment Advisor Representative in Kentucky and Texas. She is a knowledgeable and experienced financial advisor who can help clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
07/15/2024 - Present
Raymond James Financial Services Advisors, Inc. (LOUISVILLE KY)
KY
10/01/2012 - 10/07/2015
J.P. MORGAN SECURITIES LLC (LOUISVILLE KY)
KY
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)
IL
02/13/1996 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 04/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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