Unclaimed
Vicki Nielsen is a financial advisor who has been working in the industry since March 2007. Vicki is currently registered with Cetera Investment Advisers LLC as a Registered Investment Advisor. Vicki is also a registered representative of Cetera Investment Advisers LLC. Vicki has a Series 6, Series 7, Series 63 and Series 65 licenses. Vicki has worked for VOYA FINANCIAL ADVISORS, INC., Cetera Advisor Networks LLC and CETERA INVESTMENT ADVISERS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (MCHENRY IL)
IL
03/13/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MCHENRY IL)
IA
Issued 2/5/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/3/2010
Series 7 - General Securities Representative Examination
BC
Issued 3/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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