Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Marie Winterbottom is an investment advisor representative with Wells Fargo Clearing Services, LLC, where has been employed since November 2017. Vicki has a broad range of experience in the financial services industry, having worked with various firms including Morgan Stanley, Benjamin F Edwards & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vicki has been registered with the Securities and Exchange Commission (SEC) since December 2008, and has an active registration with both the SEC and the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/17/2021 - Present
Wells Fargo Clearing Services, LLC (LINWOOD NJ)
NJ
11/13/2020 - 03/08/2021
MORGAN STANLEY (NORTHFIELD NJ)
NJ
12/12/2017 - 11/02/2020
WELLS FARGO CLEARING SERVICES, LLC (VINELAND NJ)
NJ
08/21/2015 - 02/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EGG HARBOR TOWNSHIP NJ)
NJ
08/30/2013 - 08/12/2015
BENJAMIN F. EDWARDS & COMPANY, INC. (NORTHFIELD NJ)
NJ
12/09/2008 - 09/06/2013
WELLS FARGO ADVISORS, LLC (LINWOOD NJ)
BOTH
Issued 08/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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