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Vicki Marie Bauer

Missionsquare Retirement

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About Vicki Marie Bauer

Vicki Marie Bauer is a financial advisor with Missionsquare Retirement. Vicki has been in the industry since 2005 and is registered to provide investment advice in California and the District of Columbia. Vicki is a Certified Financial Planner and has passed the Series 7, Series 9, Series 10, Series 24, Series 31, and Series 63 exams. Vicki specializes in portfolio management for individuals and businesses. Prior to joining Missionsquare Retirement, Vicki has worked for various financial institutions including Northwestern Mutual Investment Services LLC, MetLife Securities Inc., Morgan Stanley DW Inc., and Duerr Financial Corporation.

Firm Information

Vicki Bauer is currently registered with Missionsquare Retirement. Missionsquare Retirement is an investment advisor headquartered in Washington, DC. The firm manages assets for individuals, high-net-worth individuals, and insurance companies. Missionsquare Retirement has approximately 234 registered representatives and 224 investment advisory professionals.
Missionsquare Retirement

777 NORTH CAPITOL STREET NE, SUITE 600

WASHINGTON, DC 20002-4240

$6.11B

Assets Under Management

694

Total Clients

182

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vicki Bauer’s Registration & Firm History

DC

04/12/2023 - Present

Missionsquare Retirement (WASHINGTON DC)

CA

01/26/2022 - 04/19/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)

CA

05/02/2013 - 07/13/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)

CA

03/30/2011 - 04/03/2013

METLIFE SECURITIES INC. (PASADENA CA)

CA

11/08/2010 - 03/24/2011

METLIFE SECURITIES INC. (LOS ANGELES CA)

CA

04/16/2007 - 05/20/2010

METLIFE SECURITIES INC. (ARCADIA CA)

CA

04/16/2007 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (LOS ANGELES CA)

NY

04/19/2005 - 06/07/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

10/21/2002 - 06/15/2004

DUERR FINANCIAL CORPORATION (CHINO HILLS CA)

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Licenses & Designations

BC

Issued 05/23/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/16/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/24/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 10/18/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vicki Marie Bauer.
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