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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Lynn Suits is a financial advisor currently registered with UBS Financial Services Inc. in Winter Haven, Florida. Vicki has been in the industry since 2002 and has held previous registrations with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LINSCO/PRIVATE LEDGER CORP., IFG NETWORK SECURITIES, INC. and AMERICAN GENERAL SECURITIES INCORPORATED. Vicki holds licenses for Series 6, 7, and 66, and the SIE exam. She has specialized experience in retirement planning, college savings, investment management, insurance and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/13/2017 - Present
UBS Financial Services Inc. (WINTER HAVEN FL)
FL
05/27/2005 - 02/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKELAND FL)
SC
07/07/2003 - 06/06/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
GA
11/07/2001 - 12/12/2002
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
AZ
10/01/1999 - 12/31/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BOTH
Issued 06/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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