Unclaimed
Vicki Katzer is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Vicki has been working in the financial services industry since 1991 and has a Series 6, Series 63, and Series 6TO licenses. Vicki is registered in California, Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/05/1998 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NV
01/26/1995 - 12/31/1997
FINANCIAL WEST GROUP (RENO NV)
GA
10/25/1994 - 12/10/1994
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
TX
10/13/1993 - 11/23/1994
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
CT
01/14/1992 - 08/24/1993
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
10/04/1988 - 01/12/1990
UNITED PACIFIC FINANCIAL SERVICES
BC
Issued 07/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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