Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Bayley is a financial advisor with over 20 years of experience in the industry. Vicki currently works at Stifel, Nicolaus & Company, Inc., a firm with over 5,000 employees and $1 trillion in assets under management. Previously, Vicki worked at Wells Fargo Clearing Services, LLC and A.G. Edwards & Sons, Inc. Vicki is registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority. Vicki specializes in providing financial planning, pension consulting, and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/06/2018 - Present
Stifel, Nicolaus & Company, Inc. (MODESTO CA)
CA
01/01/2008 - 09/11/2018
WELLS FARGO CLEARING SERVICES, LLC (MODESTO CA)
CA
02/14/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MODESTO CA)
NY
12/19/1997 - 02/07/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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