Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Lyn Arnold is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been in the industry since March 27, 1986, and has a wide range of experience working with a variety of clients, including individuals, corporations, and institutions. Vicki has a strong understanding of the financial markets and is committed to providing her clients with personalized advice and guidance. She is also a registered principal with several securities firms, including Morgan Stanley. In addition to her experience in the financial industry, Vicki is also involved in the community. She is a recipient of oil royalties from Continental Resources, a for-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
07/18/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROGERS AR)
OK
06/01/2009 - 06/28/2017
MORGAN STANLEY (TULSA OK)
OK
07/18/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OKLAHOMA CITY OK)
OK
06/01/1995 - 07/24/2007
CAPITAL WEST SECURITIES, INC. (OKLAHOMA CITY OK)
MO
10/13/1987 - 06/01/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
04/24/1987 - 10/10/1987
CHARLES SCHWAB & CO., INC.
NA
02/24/1986 - 04/07/1987
UNITED SECURITIES BROKERS, INC.
BOTH
Issued 03/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/18/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/29/1986
Series 4 - Registered Options Principal Examination
BC
Issued 05/29/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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