Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Barnes is a financial advisor with over 25 years of experience in the industry. Vicki currently works at Wells Fargo Clearing Services, LLC, and is registered to provide investment advice in Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Mexico, New York, Ohio, Oregon, Pennsylvania, Puerto Rico, Tennessee, Texas, Washington and Wyoming. Vicki has previously worked for WELLS FARGO INVESTMENTS, LLC and DEUTSCHE BANK SECURITIES INC.. Vicki has a variety of specializations including: securities, commodities, futures, fixed income, mutual funds, and variable products. Vicki is committed to providing her clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/30/2017 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
02/29/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BEVERLY HILLS CA)
CA
10/21/2003 - 03/10/2008
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
NY
01/18/1996 - 10/21/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 06/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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