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Vicki K Schapp

Transamerica Financial Advisors, Inc.

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About Vicki K Schapp

Vicki Schapp is a financial advisor with Transamerica Financial Advisors, Inc. in Cincinnati, Ohio. Vicki has been in the financial services industry since 2001. Vicki specializes in retirement planning and investment management. Vicki is a Certified Financial Planner™ and holds the Series 7, Series 63, and Series 65 licenses. Vicki has been with Transamerica Financial Advisors, Inc. since 2017. Before that, Vicki was with NYLIFE Securities LLC, Park Avenue Securities LLC, MML Investors Services, LLC, Sigma Financial Corporation, and Summit Brokerage Services, Inc. Vicki's primary business is providing investment advisory services to individuals, including retirement planning, investment management, and financial planning. Vicki also offers other investment advisory services, such as selection of other advisors, and portfolio management. Vicki works with individuals of all income levels and is committed to providing personalized financial advice.

Firm Information

Vicki Schapp is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vicki Schapp’s Registration & Firm History

OH

09/21/2017 - Present

Transamerica Financial Advisors, Inc. (CINCINNATI OH)

OH

09/10/2014 - 06/13/2016

NYLIFE SECURITIES LLC (CINCINNATI OH)

OH

01/30/2012 - 06/19/2014

PARK AVENUE SECURITIES LLC (CINCINNATI OH)

OH

11/13/2006 - 12/09/2011

MML INVESTORS SERVICES, LLC (CINCINNATI OH)

OH

01/02/2004 - 11/01/2006

SIGMA FINANCIAL CORPORATION (MAINEVILLE OH)

FL

10/19/1999 - 12/31/2003

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 10/06/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/05/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vicki K Schapp.
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