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Vicki Jo Baker

Investment Planners, Inc.

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About Vicki Jo Baker

Vicki Baker is a financial advisor with Investment Planners, Inc. Vicki has been in the financial industry since 1997. Vicki has a strong track record of success in helping clients reach their financial goals. Vicki is committed to providing personalized financial advice to each of her clients. Vicki is registered with the Securities and Exchange Commission (SEC) and holds the Series 6 and Series 63 licenses. Vicki is also a registered representative with FINRA. Vicki is dedicated to helping her clients achieve their financial goals.

Firm Information

Vicki Baker is currently registered with Investment Planners, Inc.. Investment Planners, Inc. is a corporation that was formed in February 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have reported 1 regulatory event and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vicki Baker’s Registration & Firm History

IL

11/16/2022 - Present

Investment Planners, Inc. (Decatur IL)

IL

08/10/2009 - 11/18/2022

MML INVESTORS SERVICES, LLC (Decatur IL)

IL

02/28/2002 - 07/08/2009

PRINCOR FINANCIAL SERVICES CORPORATION (DECATUR IL)

IA

05/02/1995 - 04/25/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BC

Issued 03/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vicki Jo Baker.
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