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Vicki Jeanne Belotti

Northwestern Mutual Investment Services, LLC

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About Vicki Jeanne Belotti

Vicki Belotti is a financial advisor with Northwestern Mutual Investment Services, LLC. Vicki has been in the financial services industry since May 12, 1996. Vicki's primary office is located in Fort Myers, Florida. Previously, Vicki worked at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vicki holds the Series 63, Series 7, Series 9, and Series 10 licenses. Vicki is registered to provide investment advice in Florida and Wisconsin.

Firm Information

Vicki Belotti is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Vicki Belotti’s Registration & Firm History

FL

04/16/2008 - Present

Northwestern Mutual Investment Services, LLC (FORT MYERS FL)

FL

09/27/2005 - 10/10/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT MYERS FL)

NY

04/14/2000 - 11/26/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/20/1994 - 03/23/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

10/22/1993 - 05/25/1994

AMERINATIONAL FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 12/01/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/12/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vicki Jeanne Belotti.
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