Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Brewer Smart is a financial advisor registered with Raymond James & Associates, Inc. Vicki has been in the industry since 1984, previously working with Morgan Keegan & Company, Inc., Morgan Stanley DW Inc., Bear, Stearns & Co. Inc., Drexel Burnham Lambert Government Securities Inc., Drexel Burnham Lambert Incorporated, and Becker Paribas Incorporated. Vicki has a diverse background, including experience with various investment products and services. Vicki specializes in providing financial planning, portfolio management, and investment advisory services for individuals and businesses. She holds several licenses and designations, including Series 7, Series 9, Series 10, and SIE. Vicki is committed to providing her clients with the best possible financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2013 - Present
Raymond James & Associates, Inc. (ALPHARETTA GA)
GA
09/11/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
08/09/1991 - 09/06/2006
MORGAN STANLEY DW INC. (ATLANTA GA)
NY
03/14/1989 - 07/02/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/25/1987 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
09/06/1984 - 04/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/30/1984 - 10/11/1984
BECKER PARIBAS INCORPORATED
BC
Issued 09/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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