Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicki? Claim Your ProfileVicki Bowen is a registered representative with J.p. Morgan Securities LLC. Vicki has been in the industry since 2001 and holds a variety of licenses and certifications. Vicki's professional experience spans multiple firms in the financial services industry, including Morgan Stanley and Wells Fargo Clearing Services, LLC. Vicki's primary focus is on providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
12/13/2024 - Present
J.p. Morgan Securities LLC (OLYMPIA WA)
CA
02/03/2020 - 10/13/2023
MORGAN STANLEY (Pleasanton CA)
CA
01/01/2008 - 01/27/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
MO
05/02/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
08/30/2004 - 04/17/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
04/25/2001 - 09/09/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 11/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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