Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vicente? Claim Your ProfileVicente Marcello araujo Pina is a financial professional with over 20 years of experience in the industry. Vicente is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT. Previously, Vicente worked with Pruco Securities, LLC., M HOLDINGS SECURITIES, INC., AXA ADVISORS, LLC, MUTUAL OF OMAHA INVESTOR SERVICES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, TEACHERS PERSONAL INVESTORS SERVICES, INC., G. R. PHELPS & CO., INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Vicente has a strong background in both securities and investment advisory services, holding a variety of licenses and certifications. Vicente holds Series 6, 7, 26, 63, and 66 licenses, as well as the SIE designation. Vicente is licensed to offer securities in Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/04/2018 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
10/25/2016 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
OR
10/08/2012 - 10/24/2016
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
NY
11/20/2009 - 08/23/2012
AXA ADVISORS, LLC (NEW YORK NY)
MA
04/21/2008 - 03/03/2009
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (QUINCY MA)
MA
11/30/2006 - 02/01/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
NY
06/02/2004 - 07/10/2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
09/03/2003 - 05/21/2004
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NA
12/19/1994 - 10/17/1995
G. R. PHELPS & CO., INC.
NJ
07/28/1989 - 11/08/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/28/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 04/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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