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Vicash Dindwall

Hold Brothers Capital LLC

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About Vicash Dindwall

Vicash Dindwall is a financial professional with experience in the securities industry since 2003. Vicash currently works at Hold Brothers Capital LLC as a registered representative and is also registered with FINRA. Vicash previously worked at Assent LLC and Hold Brothers On-Line Investment Services L.L.C. among other firms. Vicash holds several industry licenses and exams including Series 7, Series 55, Series 57TO, Series 99TO, and SIE. Vicash has experience in several areas such as securities trading, operations, and general securities.

Firm Information

Vicash Dindwall is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vicash Dindwall’s Registration & Firm History

NY

05/06/2024 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

08/12/2015 - 12/15/2023

HOLD BROTHERS CAPITAL LLC (NEW YORK NY)

IL

11/21/2005 - 01/19/2007

ASSENT LLC (BOLINGBROOK IL)

NY

11/28/2003 - 11/23/2004

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

IL

03/03/2003 - 06/17/2003

ASSENT LLC (BOLINGBROOK IL)

NY

03/22/2002 - 03/03/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

06/12/2000 - 02/12/2002

WORLDCO, L.L.C. (NEW YORK NY)

NY

08/17/1999 - 10/15/1999

WORLDCO, L.L.C. (NEW YORK NY)

NJ

09/10/1998 - 08/20/1999

HEARTLAND SECURITIES CORP. (EDISON NJ)

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Licenses & Designations

BC

Issued 09/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2015

Series 7 - General Securities Representative Examination

BC

Issued 08/23/1999

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vicash Dindwall.
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