Unclaimed
Vic Muni is a financial advisor who has been in the industry since November 20, 2016. Vic is currently registered with Guggenheim Securities, LLC, a broker-dealer registered with the Securities and Exchange Commission. Vic is also registered with the state of New York. Vic holds the following licenses: Series 7, Series 63, Series 79, and the SIE. Prior to joining Guggenheim Securities, LLC, Vic was employed by MORGAN STANLEY & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/09/2017 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
08/14/2008 - 06/02/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 09/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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