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Vi Quang Lieu

Transamerica Financial Advisors, Inc.

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About Vi Quang Lieu

Vi Quang Lieu is a financial advisor registered with Transamerica Financial Advisors, Inc., located in San Diego, CA. Vi Quang Lieu has been in the industry since 2004 and has a wide range of experience, working with various firms such as TD Waterhouse Investor Services, Inc., Kennedy, Cabot & Co., and Chase Investment Services Corp. Vi Quang Lieu is licensed to provide financial advice in California.

Firm Information

Vi Lieu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vi Lieu’s Registration & Firm History

CA

10/13/2021 - Present

Transamerica Financial Advisors, Inc. (SAN DIEGO CA)

CA

12/05/2017 - 12/04/2019

TRANSAMERICA FINANCIAL ADVISORS, INC (HUNTINGTON BEACH CA)

CA

06/26/2012 - 12/26/2015

TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)

CA

09/15/2009 - 03/03/2011

CHASE INVESTMENT SERVICES CORP. (LAKESIDE CA)

CA

02/23/2005 - 10/31/2008

WORLD GROUP SECURITIES, INC. (SAN DIEGO CA)

NE

11/07/1997 - 06/17/2003

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

CA

06/06/1997 - 11/07/1997

KENNEDY, CABOT & CO. (BEVERLY HILLS CA)

GA

12/02/1996 - 05/28/1997

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 12/14/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/25/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/24/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/29/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vi Quang Lieu.
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