Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veton? Claim Your ProfileVeton Kaba is a financial advisor who is currently registered with UBS Financial Services Inc. in Florham Park, NJ. Veton Kaba has been in the industry since 2017. Veton Kaba is also registered as an investment advisor in the state of New Jersey. Prior to joining UBS Financial Services Inc., Veton Kaba was registered with 1st Global Capital Corp. Veton Kaba holds the Series 66, SIE and Series 7 licenses. Veton Kaba has been registered with UBS Financial Services Inc. since August of 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
NJ
09/13/2024 - Present
Edelman Financial Engines (PARAMUS NJ)
NJ
12/14/2017 - 09/05/2019
1ST GLOBAL CAPITAL CORP. (PARSIPPANY NJ)
BOTH
Issued 3/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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