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Veronica Winna Fleming

Pershing LLC

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About Veronica Winna Fleming

Veronica Fleming is a financial professional with experience in the industry since 2016. Veronica is currently registered with Pershing LLC and is active in the securities industry. Veronica has been registered with the state of Pennsylvania since 2018. Prior to joining Pershing LLC, Veronica was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Veronica has passed the Series 7, Series 9, Series 66, and SIE exams.

Firm Information

Veronica Fleming is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Fleming’s Registration & Firm History

FL

09/18/2018 - Present

Pershing LLC (LAKE MARY FL)

PA

02/10/2016 - 08/31/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE PA)

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Licenses & Designations

BOTH

Issued 03/24/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/01/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Veronica Winna Fleming.
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