Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Vaughn Simonton is a registered representative with Cantor Fitzgerald & Co.. Veronica has been in the securities industry since April 29, 2000, and holds several licenses, including Series 3, 7, 52, 53, 24, 99TO, and SIE. Veronica is currently registered in 52 states and the District of Columbia. Veronica was previously registered with Countrywide Securities Corporation, FTN Financial Securities Corp, Midwest Research Securities Corporation, and First Tennessee Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
09/03/2008 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
TN
02/27/2006 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (MEMPHIS TN)
TN
05/06/2003 - 02/28/2006
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
OH
10/21/2002 - 05/06/2003
MIDWEST RESEARCH SECURITIES CORPORATION (CLEVELAND OH)
TN
07/03/2001 - 10/21/2002
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
NA
04/20/1988 - 07/17/1989
THOMSON MCKINNON SECURITIES INC.
BC
Issued 03/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1993
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/08/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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