Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Teresa Hartnett is a registered representative with Robert W. Baird & Co. Inc. Veronica has been in the securities industry for over 20 years. Veronica's previous employers include Wachovia Securities, LLC, Prudential Securities Incorporated and First Union Securities, Inc. Veronica holds the Series 7 and Series 63 securities licenses. Veronica is located in SENTRY PARK, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
PA
08/04/2008 - Present
Robert W. Baird & Co. Inc. (SENTRY PARK PA)
PA
03/21/2003 - 08/19/2008
WACHOVIA SECURITIES, LLC (CONSHOHOCKEN PA)
NY
01/08/2002 - 03/18/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/10/2000 - 07/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/01/1999 - 05/17/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/23/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
05/26/1998 - 02/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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