Unclaimed
Veronica Taylor is a registered representative with Cowen AND Co., based in NEW YORK, NY. Veronica has been in the industry since 2006 and has a strong track record of success in the financial services industry. Veronica is a licensed Series 7, 24, 55, 63, 57TO, 79TO, 99TO and SIE representative, and holds a variety of industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/25/2021 - Present
Cowen AND Co. (NEW YORK NY)
NY
06/06/2013 - 02/10/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
09/02/2008 - 06/07/2013
APB FINANCIAL GROUP, LLC (NEW YORK NY)
NY
03/15/2006 - 10/27/2006
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
01/03/2006 - 01/24/2006
SETON SECURITIES GROUP, INC. (NEW YORK NY)
NJ
10/24/2005 - 01/03/2006
NATIONAL SECURITIES CORPORATION (ISELIN NJ)
NJ
06/19/2002 - 12/09/2003
SONIC TECHNOLOGIES LLC (ISELIN NJ)
PA
12/13/2001 - 02/20/2002
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
BC
Issued 01/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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