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Veronica Taylor

Cowen AND Co.

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About Veronica Taylor

Veronica Taylor is a registered representative with Cowen AND Co., based in NEW YORK, NY. Veronica has been in the industry since 2006 and has a strong track record of success in the financial services industry. Veronica is a licensed Series 7, 24, 55, 63, 57TO, 79TO, 99TO and SIE representative, and holds a variety of industry certifications.

Firm Information

Veronica Taylor is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Taylor’s Registration & Firm History

NY

08/25/2021 - Present

Cowen AND Co. (NEW YORK NY)

NY

06/06/2013 - 02/10/2022

COWEN PRIME SERVICES LLC (NEW YORK NY)

NY

09/02/2008 - 06/07/2013

APB FINANCIAL GROUP, LLC (NEW YORK NY)

NY

03/15/2006 - 10/27/2006

KAUFMAN BROS., L.P. (NEW YORK NY)

NY

01/03/2006 - 01/24/2006

SETON SECURITIES GROUP, INC. (NEW YORK NY)

NJ

10/24/2005 - 01/03/2006

NATIONAL SECURITIES CORPORATION (ISELIN NJ)

NJ

06/19/2002 - 12/09/2003

SONIC TECHNOLOGIES LLC (ISELIN NJ)

PA

12/13/2001 - 02/20/2002

NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 01/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Veronica Taylor.
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