Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Pereira is a financial advisor with over 16 years of experience in the industry. Veronica has worked at several financial institutions including Citigroup Global Markets Inc., SunTrust Investment Services, Inc., Wells Fargo Advisors, LLC, and First Union Brokerage Services, Inc. Currently, Veronica is an active registered representative for Morgan Stanley in Coral Gables, FL. Veronica holds several licenses including Series 6, 7, 9, 10, 24, 63, and 66. Veronica is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
01/31/2020 - Present
Morgan Stanley (Coral Gables FL)
FL
01/05/2017 - 01/31/2020
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
05/02/2011 - 12/20/2016
SUNTRUST INVESTMENT SERVICES, INC. (CORAL GABLES FL)
FL
01/12/2006 - 11/16/2010
WELLS FARGO ADVISORS, LLC (WESTON FL)
NC
03/12/1996 - 10/07/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 04/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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