Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Rubio is a financial advisor with Cerity Partners LLC. Veronica is a Certified Financial Planner. Veronica is a registered Investment Advisor Representative (IAR) in California. Veronica has been working in the financial services industry since 2004 and has experience with a variety of firms, including Charles Schwab & Co., Inc. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
11/02/2022 - Present
Cerity Partners LLC (NEW YORK NY)
CA
09/09/2013 - 03/23/2021
CHARLES SCHWAB & CO., INC. (Oakland CA)
CA
10/01/2012 - 08/08/2013
J.P. MORGAN SECURITIES LLC (CORTE MADERA CA)
CA
08/02/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CORTE MADERA CA)
CA
07/29/2010 - 07/23/2012
FIDELITY BROKERAGE SERVICES LLC (BERKELEY CA)
CA
03/15/2010 - 07/19/2010
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
CA
10/23/2009 - 03/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
05/26/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
09/03/2004 - 01/12/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
03/11/2004 - 07/13/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 09/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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