Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Raygoza is a financial advisor with UBS Financial Services Inc. Veronica has been in the industry for over 2 years, and has earned the Series 7TO, Series 66, and SIE licenses. She has extensive experience working in the education sector and is passionate about helping clients achieve their financial goals. Veronica specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. She is committed to providing personalized financial advice to her clients, taking into consideration their individual needs and circumstances. Veronica is registered to provide investment advice in 24 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/10/2024 - Present
UBS Financial Services Inc. (HOUSTON TX)
BOTH
Issued 06/09/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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