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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Puello visbal is a financial advisor with over 10 years of experience in the industry. Veronica currently works with Morgan Stanley, and has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc., Guzman & Company, and UBS Financial Services Inc. Veronica is registered in 45 states and the District of Columbia, and holds a Series 66, Series 7, and SIE. Veronica provides financial planning, investment management, and portfolio management services to individuals, businesses, and institutions. Veronica's specialization includes, but is not limited to, investment clubs, insurance companies, investment companies, charitable organizations, high net worth individuals, other investment advisors, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high net worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
11/02/2019 - Present
Morgan Stanley (Houston TX)
TX
06/19/2015 - 10/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
FL
08/29/2012 - 05/06/2015
OPPENHEIMER & CO. INC. (MIAMI FL)
FL
08/31/2010 - 09/30/2011
GUZMAN & COMPANY (CORAL GABLES FL)
FL
09/16/2008 - 08/03/2010
UBS FINANCIAL SERVICES INC. (MIAMI FL)
BOTH
Issued 03/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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