Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Dean is a financial advisor with Ameriprise Financial Services, LLC. She has been in the financial industry for over 30 years and has a strong understanding of the needs of her clients. Veronica is committed to providing her clients with personalized financial advice and helping them reach their financial goals. She is a Registered Representative and Investment Advisor Representative with Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/31/2018 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
12/03/2004 - 09/05/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
NY
10/25/2000 - 12/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/23/2000 - 10/26/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/06/1997 - 05/15/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/03/1991 - 05/22/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
03/20/1990 - 05/24/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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