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Veronica Lynn Ellis

Fidelity Brokerage Services LLC

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About Veronica Lynn Ellis

Veronica Lynn Ellis is a registered representative associated with Fidelity Brokerage Services LLC. Veronica has been in the financial services industry since June 12, 2021. Veronica holds both a Series 7TO and Series 63 license. Veronica has an active registration in both Kentucky and Ohio. Veronica's office is located at 100 Howe Drive in Covington, Kentucky.

Firm Information

Veronica Ellis is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Ellis’s Registration & Firm History

KY

08/27/2021 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

09/05/2019 - 11/18/2019

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 09/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Veronica Lynn Ellis.
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