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Veronica Louisa Gilliard

Scotia Capital (usa) Inc.

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About Veronica Louisa Gilliard

Veronica Louisa Gilliard is a financial professional with over 20 years of experience in the industry. Veronica currently holds the position of registered representative at Scotia Capital (usa) Inc. in New York, NY, where she has been employed since September 2018. Previously, Veronica has held positions at Merrill Lynch Professional Clearing Corp, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Robert Fleming Inc. and NatWest Securities Corporation. Veronica has a broad range of knowledge and expertise in the financial services industry, having passed the Financial and Operations Principal Examination (Series 27) in 2004 and the Operations Professional Examination (Series 99TO) and Securities Industry Essentials Examination (SIE) in 2023.

Firm Information

Veronica Gilliard is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Gilliard’s Registration & Firm History

NY

09/06/2018 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

12/16/2011 - 09/11/2018

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

08/27/2004 - 09/11/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/06/1998 - 08/26/1998

ROBERT FLEMING INC. (NEW YORK NY)

NY

11/24/1997 - 12/12/1997

NATWEST SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2004

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Veronica Louisa Gilliard.
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