Unclaimed
Veronica Lopez is a financial professional with Northwestern Mutual Investment Services, LLC. Veronica has been in the financial services industry since August 2015, and is registered with FINRA. Veronica is a Series 6 and SIE licensed professional. Veronica is located in Milwaukee, WI and is licensed in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/20/2015 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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