Unclaimed
Veronica Carrasquillo is a registered representative with MML Investors Services, LLC. Veronica has been in the financial services industry since 2010. Veronica has been with MML Investors Services, LLC since September 2023. Veronica has passed the Series 6, Series 7TO, Series 63 and Series 66 exams. Veronica specializes in financial planning, asset allocation programs, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals. Veronica is registered to provide investment advisory services in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
10/11/2023 - Present
MML Investors Services, LLC (ELMSFORD NY)
NY
08/23/2022 - 01/03/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
07/03/2018 - 08/09/2022
WELLS FARGO CLEARING SERVICES, LLC (WHITE PLAINS NY)
NY
10/01/2012 - 06/12/2018
J.P. MORGAN SECURITIES LLC (WHITE PLAINS NY)
NY
05/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WHITE PLAINS NY)
BOTH
Issued 04/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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