Unclaimed
Veronica Hernandez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Veronica is a seasoned professional with over 18 years of experience in the financial services industry. Veronica has a strong track record of success in helping clients achieve their financial goals. Veronica is registered to provide investment advice in 48 states. Veronica is a Series 7, 31 and 66 licensed holder. Veronica specializes in providing financial advice to individuals, corporations, and institutions. Veronica is committed to providing her clients with personalized service and comprehensive financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/25/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
03/31/2009 - 11/02/2009
GIRARD SECURITIES, INC. (HOUSTON TX)
TX
08/31/2004 - 03/25/2009
STANFORD GROUP COMPANY (HOUSTON TX)
BOTH
Issued 04/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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