Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Garibay reyes is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Veronica has been in the industry since 2018 and holds a variety of licenses, including Series 63, 65, 7 and 9. Veronica has worked for a number of prominent financial institutions, including J.P. Morgan Securities LLC and Charles Schwab & Co., Inc., before joining Merrill Lynch. Veronica has worked in the financial services industry for over five years and is committed to providing her clients with personalized financial advice. She is highly experienced in managing investments, retirement planning, and estate planning. Veronica is also a strong advocate for financial education and works with clients to help them understand their financial options and make informed decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
05/11/2023 - 07/30/2024
J.P. MORGAN SECURITIES LLC (SUNNYVALE CA)
CA
05/25/2018 - 11/23/2022
CHARLES SCHWAB & CO., INC. (Menlo Park CA)
IA
Issued 11/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/1/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/25/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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