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Veronica Del socorro Vasquez-rivera

Nylife Securities LLC

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About Veronica Del socorro Vasquez-rivera

Veronica Vasquez-rivera is a financial advisor with Nylife Securities LLC. Veronica holds the Series 7 and Series 63 licenses, as well as the SIE exam. She is registered in California and Nevada. Veronica has over 6 years of experience in the financial services industry. Prior to joining Nylife Securities LLC, Veronica worked at WYNSTON HILL CAPITAL, LLC, CROSSBOW INVESTMENTS L.L.C, and KOTA GLOBAL SECURITIES INC. Veronica is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Veronica Vasquez-rivera is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Vasquez-rivera’s Registration & Firm History

CA

12/21/2018 - Present

Nylife Securities LLC (GLENDALE CA)

SD

08/23/2016 - 10/19/2017

WYNSTON HILL CAPITAL, LLC (BRANDON SD)

NY

06/04/2016 - 08/18/2016

CROSSBOW INVESTMENTS L.L.C (NEW YORK NY)

NY

03/07/2014 - 12/10/2014

KOTA GLOBAL SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Veronica Del socorro Vasquez-rivera. Review regulatory record here.
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